Narayen Shantanu's Form 4 filing
Adobe Inc. (ADBE) · filed Jan 23, 2023
- Accession no.
- 0000796343-23-000009
- Filed
- Jan 23, 2023
- Trade date
- Jan 20, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $5.20M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Narayen ShantanuCIK 0001224154 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2023 | Common Stock | SSaleDisposed | −2,755 | $343.60F1 | −$946,618 | 421,111 | Indirect | |
| Jan 20, 2023 | Common Stock | SSaleDisposed | −1,170 | $344.60F3 | −$403,182 | 419,941 | Indirect | |
| Jan 20, 2023 | Common Stock | SSaleDisposed | −1,932 | $345.39F4 | −$667,293.48 | 418,009 | Indirect | |
| Jan 20, 2023 | Common Stock | SSaleDisposed | −1,548 | $346.62F5 | −$536,567.76 | 416,461 | Indirect | |
| Jan 20, 2023 | Common Stock | SSaleDisposed | −4,064 | $347.75F6 | −$1,413,256 | 412,397 | Indirect | |
| Jan 20, 2023 | Common Stock | SSaleDisposed | −2,040 | $348.69F7 | −$711,327.6 | 410,357 | Indirect | |
| Jan 20, 2023 | Common Stock | SSaleDisposed | −1,491 | $349.39F8 | −$520,940.49 | 408,866 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $343.00 to $343.965. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $344.07 to $345.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $345.09 to $346.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $346.13 to $347.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $347.175 to $348.145. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $348.17 to $349.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $349.18 to $349.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.