Garfield Mark S.'s Form 4 filing
Adobe Inc. (ADBE) · filed Dec 6, 2022
- Accession no.
- 0000796343-22-000223
- Filed
- Dec 6, 2022
- Trade date
- Dec 3-6, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $158.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garfield Mark S.CIK 0001602315 | Officer (SVP & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2022 | Common Stock | MOption exerciseAcquired | +1,878 | $0.00 | $0 | 4,544.02 | Direct | |
| Dec 3, 2022 | Common Stock | FTax withholdingDisposed | −931 | $341.53 | −$317,964.43 | 3,613.02 | Direct | |
| Dec 6, 2022 | Common Stock | SSaleDisposed | −474 | $334.09 | −$158,358.66 | 3,139.02 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2022 | Common Stock | MOption exerciseDisposed | −1,878 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.