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Lewnes Ann's Form 4 filing

Adobe Inc. (ADBE) · filed Jan 26, 2022

Accession no.
0000796343-22-000048
Filed
Jan 26, 2022
Trade date
Jan 24-25, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 18 non-derivative transactions and 6 derivative transactions. Open-market sales total $5.08M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lewnes AnnCIK 0001597445Officer (EVP, CMO, Corp Strategy & Dev)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 24, 2022Common StockMOption exerciseAcquired+16,458$0.00$042,129.75Direct
Jan 24, 2022Common StockFTax withholdingDisposed−7,963$0.00$034,166.75Direct
Jan 24, 2022Common StockMOption exerciseAcquired+613$0.00$034,779.75Direct
Jan 24, 2022Common StockFTax withholdingDisposed−223$0.00$034,556.75Direct
Jan 24, 2022Common StockMOption exerciseAcquired+541$0.00$035,097.75Direct
Jan 24, 2022Common StockFTax withholdingDisposed−268$0.00$034,829.75Direct
Jan 24, 2022Common StockMOption exerciseAcquired+1,676$0.00$036,505.75Direct
Jan 24, 2022Common StockFTax withholdingDisposed−830$0.00$035,675.75Direct
Jan 25, 2022Common StockSSaleDisposed−140$503.92F3−$70,548.835,535.75Direct
Jan 25, 2022Common StockSSaleDisposed−778$504.92F4−$392,827.7634,757.75Direct
Jan 25, 2022Common StockSSaleDisposed−2,691$506.08F5−$1,361,861.2832,066.75Direct
Jan 25, 2022Common StockSSaleDisposed−2,290$507.06F6−$1,161,167.429,776.75Direct
Jan 25, 2022Common StockSSaleDisposed−1,765$508.09F7−$896,778.8528,011.75Direct
Jan 25, 2022Common StockSSaleDisposed−640$509.24F8−$325,913.627,371.75Direct
Jan 25, 2022Common StockSSaleDisposed−600$510.41F9−$306,24626,771.75Direct
Jan 25, 2022Common StockSSaleDisposed−700$511.20F10−$357,84026,071.75Direct
Jan 25, 2022Common StockSSaleDisposed−100$511.96−$51,19625,971.75Direct
Jan 25, 2022Common StockSSaleDisposed−300$513.21F11−$153,96325,671.75Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 24, 2022Common StockMOption exerciseDisposed−16,458$0.00$00Direct
Jan 24, 2022Common StockMOption exerciseDisposed−613$0.00$02,449Direct
Jan 24, 2022Common StockMOption exerciseDisposed−541$0.00$04,324Direct
Jan 24, 2022Common StockMOption exerciseDisposed−1,676$0.00$05,026Direct
Jan 24, 2022Common StockAGrant or awardAcquired+13,572$0.00$013,572Direct
Jan 24, 2022Common StockAGrant or awardAcquired+6,786$0.00$06,786Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

This transaction was executed in multiple trades at prices ranging from $503.39 to $504.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $504.44 to $505.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $505.47 to $506.4. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $506.53 to $507.5. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $507.72 to $508.7. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $508.755 to $509.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $509.85 to $510.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $510.96 to $511.5. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F11

This transaction was executed in multiple trades at prices ranging from $513.09 to $513.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)