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Rao Dana's Form 4 filing

Adobe Inc. (ADBE) · filed Oct 26, 2021

Accession no.
0000796343-21-000235
Filed
Oct 26, 2021
Trade date
Oct 24-26, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $318.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rao DanaCIK 0001744048Officer (EVP, Gen. Counsel & Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 24, 2021Common StockMOption exerciseAcquired+516$0.00$015,094.51Direct
Oct 24, 2021Common StockFTax withholdingDisposed−255$643.58−$164,112.914,839.51Direct
Oct 24, 2021Common StockMOption exerciseAcquired+451$0.00$015,290.51Direct
Oct 24, 2021Common StockFTax withholdingDisposed−223$643.58−$143,518.3415,067.51Direct
Oct 26, 2021Common StockSSaleDisposed−489$650.91−$318,294.9914,578.51Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 24, 2021Common StockMOption exerciseDisposed−516$0.00$02,578Direct
Oct 24, 2021Common StockMOption exerciseDisposed−451$0.00$04,054Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)