Gilligan Thomas W.'s Form 4 filing
KB Home (KBH) · filed Oct 15, 2021
- Accession no.
- 0000795266-21-000123
- Filed
- Oct 15, 2021
- Trade date
- Oct 13-14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.43M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gilligan Thomas W.CIK 0001553750 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2021 | Common Stock | MOption exerciseAcquired | +10,491 | $9.89 | +$103,755.99 | 70,488 | Direct | |
| Oct 13, 2021 | Common Stock | DReturned to the companyDisposed | −4,136 | $39.13 | −$161,841.68 | 66,352 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseAcquired | +7,241 | $20.70 | +$149,888.7 | 73,593 | Direct | |
| Oct 13, 2021 | Common Stock | DReturned to the companyDisposed | −2,855 | $39.13 | −$111,716.15 | 70,738 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseAcquired | +9,157 | $17.60 | +$161,163.2 | 79,895 | Direct | |
| Oct 13, 2021 | Common Stock | DReturned to the companyDisposed | −3,610 | $39.13 | −$141,259.3 | 76,285 | Direct | |
| Oct 14, 2021 | Common Stock | SSaleDisposed | −35,222 | $40.49 | −$1,426,138.78 | 41,063 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2021 | Common Stock | MOption exerciseDisposed | −10,491 | $0.00 | $0 | 0 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseDisposed | −7,241 | $0.00 | $0 | 0 | Direct | |
| Oct 13, 2021 | Common Stock | MOption exerciseDisposed | −9,157 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.