Koch D Christian's Form 4 filing
Carlisle Companies Inc (CSL) · filed May 21, 2024
- Accession no.
- 0000790051-24-000140
- Filed
- May 21, 2024
- Trade date
- May 20-21, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $24.6M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Koch D ChristianCIK 0001190801 | Officer (Chair, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 20, 2024 | Common Stock | MOption exerciseAcquired | +54,927 | $150.00 | +$8,239,050 | 141,579 | Direct | |
| May 20, 2024 | Common Stock | SSaleDisposed | −54,927 | $420.06F1 | −$23,072,635.62 | 86,652 | Direct | |
| May 21, 2024 | Common Stock | MOption exerciseAcquired | +3,453 | $150.00 | +$517,950 | 90,105 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −3,453 | $420.50F1 | −$1,451,986.5 | 86,652 | Direct | |
| May 21, 2024 | Common Stock | MOption exerciseAcquired | +210 | $150.00 | +$31,500 | 86,862 | Direct | |
| May 21, 2024 | Common Stock | SSaleDisposed | −210 | $421.09F2 | −$88,428.9 | 86,652 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $420.00 to $420.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $421.01 to $421.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction is the exercise of a derivative security.
Referenced by the price of 2 transactions in Table II.