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Koch D Christian's Form 4 filing

Carlisle Companies Inc (CSL) · filed Feb 22, 2024

Accession no.
0000790051-24-000062
Filed
Feb 22, 2024
Trade date
Feb 21-22, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $13.1M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Koch D ChristianCIK 0001190801Officer (Chair, President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 21, 2024Common StockMOption exerciseAcquired+36,947$161.41+$5,963,615.27123,599Direct
Feb 21, 2024Common StockSSaleDisposed−36,947$347.54F1−$12,840,560.3886,652Direct
Feb 22, 2024Common StockMOption exerciseAcquired+719$161.41+$116,053.7987,371Direct
Feb 22, 2024Common StockSSaleDisposed−719$350.00−$251,65086,652Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 21, 2024Common StockMOption exerciseDisposed−36,947–F4–719Direct
Feb 22, 2024Common StockMOption exerciseDisposed−719–F4–0Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $347.50 to $347.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

The transaction is the exercise of a derivative security.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)