Schwar Stephen's Form 4 filing
Carlisle Companies Inc (CSL) · filed Feb 12, 2024
- Accession no.
- 0000790051-24-000054
- Filed
- Feb 12, 2024
- Trade date
- Feb 8, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.36M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwar StephenCIK 0001948611 | Officer (President, CCM) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2024 | Common Stock | MOption exerciseAcquired | +1,250 | $92.46 | +$115,575 | 10,186 | Direct | |
| Feb 8, 2024 | Common Stock | SSaleDisposed | −1,250 | $338.80F1 | −$423,500 | 8,936 | Direct | |
| Feb 8, 2024 | Common Stock | MOption exerciseAcquired | +350 | $83.31 | +$29,158.5 | 9,286 | Direct | |
| Feb 8, 2024 | Common Stock | SSaleDisposed | −350 | $338.98 | −$118,643 | 8,936 | Direct | |
| Feb 8, 2024 | Common Stock | MOption exerciseAcquired | +1,150 | $83.31 | +$95,806.5 | 10,086 | Direct | |
| Feb 8, 2024 | Common Stock | SSaleDisposed | −1,150 | $340.32F2 | −$391,368 | 8,936 | Direct | |
| Feb 8, 2024 | Common Stock | MOption exerciseAcquired | +1,250 | $107.73 | +$134,662.5 | 10,186 | Direct | |
| Feb 8, 2024 | Common Stock | SSaleDisposed | −1,250 | $341.14F3 | −$426,425 | 8,936 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 8, 2024 | Common Stock | MOption exerciseDisposed | −1,250 | –F5 | – | 0 | Direct | |
| Feb 8, 2024 | Common Stock | MOption exerciseDisposed | −1,500 | –F5 | – | 0 | Direct | |
| Feb 8, 2024 | Common Stock | MOption exerciseDisposed | −1,250 | –F5 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $338.09 to $338.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $339.99 to $340.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $340.85 to $341.46. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction is the exercise of a derivative security.
Referenced by the price of 3 transactions in Table II.