Koch D Christian's Form 4 filing
Carlisle Companies Inc (CSL) · filed Aug 16, 2022
- Accession no.
- 0000790051-22-000154
- Filed
- Aug 16, 2022
- Trade date
- Aug 15-16, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $20.7M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Koch D ChristianCIK 0001190801 | Officer (CEO & President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock | MOption exerciseAcquired | +25,000 | $110.79 | +$2,769,750 | 144,582 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −25,000 | $315.12F2 | −$7,878,000 | 119,582 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +37,215 | $110.79 | +$4,123,049.85 | 156,797 | Direct | |
| Aug 16, 2022 | Common Stock | SSaleDisposed | −37,215 | $316.73F3 | −$11,787,106.95 | 119,582 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +670 | $110.79 | +$74,229.3 | 120,252 | Direct | |
| Aug 16, 2022 | Common Stock | SSaleDisposed | −670 | $317.66F4 | −$212,832.2 | 119,582 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +2,682 | $110.79 | +$297,138.78 | 122,264 | Direct | |
| Aug 16, 2022 | Common Stock | SSaleDisposed | −2,682 | $317.09F5 | −$850,435.38 | 119,582 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −25,000 | –F8 | – | 57,885 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −37,215 | –F8 | – | 20,670 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −670 | –F8 | – | 20,000 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −2,682 | –F8 | – | 17,318 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $315.00 to $315.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $316.50 to $317.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $317.53 to $317.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $317.00 to $317.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction is the exercise of a derivative security.
Referenced by the price of 4 transactions in Table II.