Berlin John E's Form 4 filing
Carlisle Companies Inc (CSL) · filed Aug 11, 2022
- Accession no.
- 0000790051-22-000150
- Filed
- Aug 11, 2022
- Trade date
- Aug 11, 2022
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.03M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Berlin John ECIK 0001492665 | Officer (President, CIT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock | MOption exerciseAcquired | +15,841 | $110.79 | +$1,755,024.39 | 46,534 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −15,841 | $309.50F1 | −$4,902,789.5 | 30,693 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseAcquired | +399 | $110.79 | +$44,205.21 | 31,092 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −399 | $310.46 | −$123,873.54 | 30,693 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $309.26 to $310.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction is the exercise of a derivative security.
Referenced by the price of 2 transactions in Table II.