Shears Nicholas J.'s Form 4 filing
Carlisle Companies Inc (CSL) · filed Aug 10, 2021
- Accession no.
- 0000790051-21-000186
- Filed
- Aug 10, 2021
- Trade date
- Aug 10, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.09M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shears Nicholas J.CIK 0001773984 | Officer (President, CCM) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +3,495 | $83.31 | +$291,168.45 | 23,479 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −3,495 | $205.04F1 | −$716,614.8 | 19,984 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +3,215 | $107.73 | +$346,351.95 | 23,199 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −3,215 | $205.00 | −$659,075 | 19,984 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseAcquired | +3,505 | $108.72 | +$381,063.6 | 23,489 | Direct | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −3,505 | $205.00 | −$718,525 | 19,984 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −3,495 | –F3 | – | 0 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −3,215 | –F3 | – | 0 | Direct | |
| Aug 10, 2021 | Common Stock | MOption exerciseDisposed | −3,505 | –F3 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $205.00 to $205.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction is the exercise of a derivative security.
Referenced by the price of 3 transactions in Table II.