Zdimal Kevin P's Form 4 filing
Carlisle Companies Inc (CSL) · filed Jul 29, 2021
- Accession no.
- 0000790051-21-000177
- Filed
- Jul 29, 2021
- Trade date
- Jul 27-28, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 7 derivative transactions. Open-market sales total $6.61M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zdimal Kevin PCIK 0001492140 | Officer (V.P., Corporate Development) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2021 | Common Stock | MOption exerciseAcquired | +4,190 | $64.80 | +$271,512 | 40,106 | Direct | |
| Jul 27, 2021 | Common Stock | SSaleDisposed | −4,190 | $199.04F1 | −$833,977.6 | 35,916 | Direct | |
| Jul 27, 2021 | Common Stock | MOption exerciseAcquired | +4,460 | $73.08 | +$325,936.8 | 40,376 | Direct | |
| Jul 27, 2021 | Common Stock | SSaleDisposed | −4,460 | $199.23F2 | −$888,565.8 | 35,916 | Direct | |
| Jul 27, 2021 | Common Stock | MOption exerciseAcquired | +4,055 | $92.46 | +$374,925.3 | 39,971 | Direct | |
| Jul 27, 2021 | Common Stock | SSaleDisposed | −4,055 | $199.54F3 | −$809,134.7 | 35,916 | Direct | |
| Jul 27, 2021 | Common Stock | MOption exerciseAcquired | +2,839 | $83.31 | +$236,517.09 | 38,755 | Direct | |
| Jul 27, 2021 | Common Stock | SSaleDisposed | −2,839 | $199.85F4 | −$567,374.15 | 35,916 | Direct | |
| Jul 28, 2021 | Common Stock | MOption exerciseAcquired | +1,771 | $83.31 | +$147,542.01 | 37,687 | Direct | |
| Jul 28, 2021 | Common Stock | SSaleDisposed | −1,771 | $199.28F5 | −$352,924.88 | 35,916 | Direct | |
| Jul 28, 2021 | Common Stock | MOption exerciseAcquired | +5,855 | $107.73 | +$630,759.15 | 41,771 | Direct | |
| Jul 28, 2021 | Common Stock | SSaleDisposed | −5,855 | $199.28F5 | −$1,166,784.4 | 35,916 | Direct | |
| Jul 28, 2021 | Common Stock | MOption exerciseAcquired | +6,375 | $108.72 | +$693,090 | 42,291 | Direct | |
| Jul 28, 2021 | Common Stock | SSaleDisposed | −6,375 | $199.28F5 | −$1,270,410 | 35,916 | Direct | |
| Jul 28, 2021 | Common Stock | SSaleDisposed | −3,595 | $199.41F6 | −$716,878.95 | 32,321 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2021 | Common Stock | MOption exerciseDisposed | −4,190 | –F8 | – | 0 | Direct | |
| Jul 27, 2021 | Common Stock | MOption exerciseDisposed | −4,460 | –F8 | – | 0 | Direct | |
| Jul 27, 2021 | Common Stock | MOption exerciseDisposed | −4,055 | –F8 | – | 0 | Direct | |
| Jul 27, 2021 | Common Stock | MOption exerciseDisposed | −2,839 | –F8 | – | 1,771 | Direct | |
| Jul 28, 2021 | Common Stock | MOption exerciseDisposed | −1,771 | –F8 | – | 0 | Direct | |
| Jul 28, 2021 | Common Stock | MOption exerciseDisposed | −5,855 | –F8 | – | 0 | Direct | |
| Jul 28, 2021 | Common Stock | MOption exerciseDisposed | −6,375 | –F8 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $199.00 to $199.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $199.14 to $199.39. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $199.39 to $199.62. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $199.62 to $200.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $199.00 to $200.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 3 transactions in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $198.71 to $199.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction is the exercise of a derivative security.
Referenced by the price of 7 transactions in Table II.