Smith Bradford L's Form 4 filing
Microsoft Corp (MSFT) · filed Dec 12, 2025
- Accession no.
- 0000789019-25-000120
- Filed
- Dec 12, 2025
- Trade date
- Apr 23-May 5, 2025
- Filing delay
- 233 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $1.45M. Open-market sales total $1.68M. It was filed 233 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Bradford LCIK 0001193119 | Officer (Vice Chair and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 23, 2025 | Common Stock | PPurchaseAcquired | +3,842 | $377.47F1 | +$1,450,239.74 | 455,438.76 | Direct | |
| Apr 30, 2025 | Common Stock | SSaleDisposed | −30 | $390.57F2 | −$11,717.1 | 455,408.76 | Direct | |
| May 5, 2025 | Common Stock | SSaleDisposed | −3,812 | $438.82F3 | −$1,672,781.84 | 451,596.76 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This acquisition was broker initiated without the reporting person's direction, approval, or knowledge.
Referenced by the price of 1 transaction in Table I.
- F2
This disposition was broker initiated without the reporting person's direction, approval, or knowledge.
Referenced by the price of 1 transaction in Table I.
- F3
On May 5, 2025, the shares remaining from the April 23, 2025 acquisition, after the April 30, 2025 disposition, were rescinded through the broker's error account. This disposition was broker initiated without the reporting person's direction, approval, or knowledge. This transaction was executed in multiple trades at prices ranging from $438.8169 to $438.8201. The price reported above reflects the weighted average price. The reporting person hereby undertakes upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 is being filed late due to the fact that the reported transactions only recently came to the attention of the reporting person and the issuer. On April 23, 2025, trading restrictions applicable to the reporting person's account were inadvertently removed by the reporting person's broker during an account update. As a result, the account manager purchased and later sold shares of the issuer on behalf of the reporting person without the reporting person's direction, approval, or knowledge. On May 5, 2025, the broker reversed the transactions through the broker's error account and issued the gain on the transactions to the reporting person's account, again without the reporting person's direction, approval, or knowledge. These transactions are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended. Promptly upon being made aware of these transactions, the reporting person paid the issuer the full amount of profit realized in connection with the short-swing transaction.