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Mink Brook Asset Management LLC's Form 4 filing

DLH Holdings Corp. (DLHC) · filed Jun 17, 2025

Accession no.
0000785557-25-000066
Filed
Jun 17, 2025
Trade date
Jun 13-17, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $211.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mink Brook Asset Management LLCCIK 000205220510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 13, 2025Common Stock, par value $0.001 per share ("Common Stock")PPurchaseAcquired+22,982$5.43F1+$124,792.261,567,849Indirect
Jun 16, 2025Common Stock, par value $0.001 per share ("Common Stock")PPurchaseAcquired+2,775$5.39F4+$14,957.251,570,624Indirect
Jun 17, 2025Common Stock, par value $0.001 per share ("Common Stock")PPurchaseAcquired+13,180$5.46F5+$71,962.81,583,804Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.35 - $5.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.325 - $5.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.3975 - $5.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)