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Mink Brook Asset Management LLC's Form 4 filing

DLH Holdings Corp. (DLHC) · filed May 29, 2025

Accession no.
0000785557-25-000062
Filed
May 29, 2025
Trade date
May 27-29, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $7.32K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mink Brook Asset Management LLCCIK 000205220510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 27, 2025Common Stock, par value $0.001 per share ("Common Stock")PPurchaseAcquired+90$5.00F1+$4501,468,356Indirect
May 28, 2025Common Stock, par value $0.001 per share ("Common Stock")PPurchaseAcquired+416$5.00F4+$2,0801,468,772Indirect
May 29, 2025Common Stock, par value $0.001 per share ("Common Stock")PPurchaseAcquired+964$4.97F5+$4,791.081,469,736Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at a price of $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.99 - $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.95 - $5.00 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)