Skip to main content

Mink Brook Asset Management LLC's Form 4 filing

DLH Holdings Corp. (DLHC) · filed Apr 30, 2025

Accession no.
0000785557-25-000040
Filed
Apr 30, 2025
Trade date
Apr 28-30, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $105.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mink Brook Asset Management LLCCIK 000205220510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 28, 2025Common Stock, par value $0.001 per share ("Common Stock")PPurchaseAcquired+12,054$3.55F1+$42,791.71,325,389Indirect
Apr 29, 2025Common Stock, par value $0.001 per share ("Common Stock")PPurchaseAcquired+10,968$3.59F4+$39,375.121,336,357Indirect
Apr 30, 2025Common Stock, par value $0.001 per share ("Common Stock")PPurchaseAcquired+6,097$3.85F5+$23,473.451,342,454Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.43 - $3.58 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.525 - $3.70 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.60 - $3.95 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)