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Wasserman Frederick Gerald's Form 4 filing

DLH Holdings Corp. (DLHC) · filed Mar 2, 2022

Accession no.
0000785557-22-000006
Filed
Mar 2, 2022
Trade date
Feb 28-Mar 2, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $130.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Wasserman Frederick GeraldCIK 0001384383Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 28, 2022Common StockSSaleDisposed−5,500$17.50−$96,250234,157Direct
Mar 1, 2022Common StockSSaleDisposed−50$17.50−$875234,107Direct
Mar 2, 2022Common StockSSaleDisposed−1,885$17.50−$32,987.5232,222Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)