Wasserman Frederick Gerald's Form 4 filing
DLH Holdings Corp. (DLHC) · filed Feb 11, 2022
- Accession no.
- 0000785557-22-000005
- Filed
- Feb 11, 2022
- Trade date
- Feb 9-10, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $315.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wasserman Frederick GeraldCIK 0001384383 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2022 | Common Stock | SSaleDisposed | −15,000 | $17.92F1 | −$268,800 | 242,222 | Direct | |
| Feb 10, 2022 | Common Stock | SSaleDisposed | −2,565 | $18.00 | −$46,170 | 239,657 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 of Table 1 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.50 to $18.15, inclusive. The reporting person undertakes to provide to the corporation, any security holder of the corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
Referenced by the price of 1 transaction in Table I.