Horton Amy's Form 4/A amendment
AmendedArtivion, Inc. (AORT) · filed Mar 14, 2024
- Accession no.
- 0000784199-24-000130
- Filed
- Mar 14, 2024
- Trade date
- Mar 1-5, 2024
- Filing delay
- 13 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 7, 2024
This filing lists 2 non-derivative transactions. Open-market sales total $21.6K. It was filed 13 days after the trade.
This amendment replaces 0000784199-24-000094 (filed Mar 7, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Horton AmyCIK 0001371523 | Officer (VP, Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Common Stock | AGrant or awardAcquired | +3,578 | $0.00 | $0 | 141,141 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −1,152 | $18.72 | −$21,565.44 | 139,989 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.
- F2
As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.
- F3
These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.