Getz Matthew A's Form 4/A amendment
AmendedArtivion, Inc. (AORT) · filed Mar 14, 2024
- Accession no.
- 0000784199-24-000126
- Filed
- Mar 14, 2024
- Trade date
- Feb 23-26, 2024
- Filing delay
- 20 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Feb 28, 2024
This filing lists 4 non-derivative transactions. Open-market sales total $46.2K. It was filed 20 days after the trade.
This amendment replaces 0000784199-24-000063 (filed Feb 28, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Getz Matthew ACIK 0001784253 | Officer (VP, Human Resources) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2024 | Common Stock | AGrant or awardAcquired | +3,366 | $0.00 | $0 | 41,308 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −1,168 | $20.27 | −$23,675.36 | 40,140 | Direct | |
| Feb 23, 2024 | Common Stock | AGrant or awardAcquired | +7,412 | $0.00 | $0 | 47,552 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −1,112 | $20.27 | −$22,540.24 | 46,440 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents performance stock units granted on Feb. 22, 2023. One hundred percent (100%) were issued on Feb. 23, 2024.
- F2
These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. This amendment is being filed to address an administrative error in reporting the number of shares sold in the sell to cover transaction on February 26, 2024. The original Form 4 reported that 1,185 shares were sold, when in fact, 1,168 shares were sold.
- F3
As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.
- F4
Represents performance stock units granted on Feb. 22, 2023. Fifty percent (50%) were issued on Feb. 23, 2024. The remaining shares earned in connection with the Feb. 2023 grant will be eligible to vest and be issued as follows: 25% on 02/22/2025; and 25% on 02/22/2026, assuming employment on the relevant vesting date.
- F5
These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction. This amendment is being filed to address an administrative error in reporting the number of shares sold in the sell to cover transaction on February 26, 2024. The original Form 4 reported that 1,128 shares were sold, when in fact, 1,112 shares were sold.