Anagnost Andrew's Form 4/A amendment
AmendedAutodesk, Inc.ADSK · filed Jul 18, 2024
- Accession no.
- 0000769397-24-000138
- Filed
- Jul 18, 2024
- Trade date
- Mar 26, 2024
- Filing delay
- 114 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 28, 2024
This filing lists 2 non-derivative transactions. It carries over 5 transactions from the original filing that it did not restate. Open-market sales total $5.47M. It was filed 114 days after the trade.
This amendment restates part of 0000769397-24-000036 (filed Mar 28, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anagnost AndrewCIK 0001661768 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 26, 2024 | Common Stock | AGrant or awardAcquired | +41,758 | $0.00 | $0 | 126,206 | Direct | |
| Mar 26, 2024 | Common Stock | FTax withholdingDisposed | −20,705 | $261.57 | −$5,415,806.85 | 105,501 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000769397-24-000036 (filed Mar 28, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 26, 2024 | Common Stock | FTax withholdingDisposed | −7,423 | $261.57 | −$1,941,634.11 | 126,266 | Direct | |
| Mar 27, 2024 | Common Stock | SSaleDisposed | −3,501 | $259.04F6 | −$906,899.04 | 122,765 | Direct | |
| Mar 27, 2024 | Common Stock | SSaleDisposed | −11,311 | $259.82F7 | −$2,938,824.02 | 111,454 | Direct | |
| Mar 27, 2024 | Common Stock | SSaleDisposed | −5,221 | $260.70F8 | −$1,361,114.7 | 106,233 | Direct | |
| Mar 27, 2024 | Common Stock | SSaleDisposed | −1,020 | $261.54F9 | −$266,770.8 | 105,213 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F6
Shares were sold in various amounts from $258.34 to $259.31 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
Shares were sold in various amounts from $259.35 to $260.34 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
Shares were sold in various amounts from $260.3425 to $261.16 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
Shares were sold in various amounts from $261.285 to $262.08 inclusive. The price listed here reflects the average weighted price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares earned based upon attainment for Performance Stock Unit awards. 41,758 shares subject to one PSU vested on attainment on 03/26/2024.
- F2
The total securities beneficially owned includes 38,532 shares of unvested Restricted Stock Units.
- F3
The original Form 4, filed on March 28, 2024, is being amended by this Form 4 amendment to correct an administrative error, which misreported withholding amounts that occurred on March 26, 2024 and the number of shares acquired on September 29, 2023 pursuant to the Issuer's Employee Stock Purchase Plan. No sales are being made.
- F4
Shares withheld to cover taxes.