Hornsby Todd's Form 4/A amendment
AmendedApyx Medical Corp (APYX) · filed Jun 29, 2023
- Accession no.
- 0000719135-23-000040
- Filed
- Jun 29, 2023
- Trade date
- Jun 26, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Jun 28, 2023
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $113.4K. It was filed 3 days after the trade.
This amendment replaces 0000719135-23-000036 (filed Jun 28, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hornsby ToddCIK 0001764505 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 26, 2023 | Common Stock | MOption exerciseAcquired | +15,000 | $1.77 | +$26,550 | 15,000 | Direct | |
| Jun 26, 2023 | Common Stock | SSaleDisposed | −15,000 | $7.56 | −$113,400 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 26, 2023 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 20,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.