Quinlan Steven J.'s Form 4 filing
Neogen Corp (NEOG) · filed Sep 30, 2021
- Accession no.
- 0000711377-21-000022
- Filed
- Sep 30, 2021
- Trade date
- Sep 29-30, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $817.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Quinlan Steven J.CIK 0001517426 | Officer (Vice President & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 29, 2021 | Common Stock | MOption exerciseAcquired | +5,700 | $20.23 | +$115,311 | 33,639 | Direct | |
| Sep 29, 2021 | Common Stock | SSaleDisposed | −5,700 | $44.05 | −$251,085 | 27,939 | Direct | |
| Sep 30, 2021 | Common Stock | MOption exerciseAcquired | +12,964 | $20.23 | +$262,261.72 | 40,903 | Direct | |
| Sep 30, 2021 | Common Stock | SSaleAcquired | +12,964 | $43.69 | +$566,397.16 | 27,939 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 29, 2021 | Common Stock | MOption exerciseDisposed | −5,700 | $0.00 | $0 | 241,832 | Direct | |
| Sep 30, 2021 | Common Stock | MOption exerciseDisposed | −12,964 | $0.00 | $0 | 228,868 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.