Fichthorn John's Form 4/A amendment
AmendedQuantum Corp (QMCO) · filed Aug 17, 2021
- Accession no.
- 0000709283-21-000048
- Filed
- Aug 17, 2021
- Trade date
- Aug 12, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 16, 2021
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $170.7K. It was filed 5 days after the trade.
This amendment restates part of 0000709283-21-000047 (filed Aug 16, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fichthorn JohnCIK 0001411509 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $5.73 | +$57,300 | 154,740 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000709283-21-000047 (filed Aug 16, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Stock | PPurchaseAcquired | +20,000 | $5.67F1 | +$113,400 | 144,740 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
1.The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.605 to $5.720, inclusive. The reporting person undertakes to provide to Quantum Corporation, any security holder of Quantum Corporation or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.
Remarks
The purpose of this amendment is solely to correct an administrative error relating to the transaction date in Table I, Box 2 of the Reporting Person's Form 4. This corrected Form 4 reflects the correct date of August 12, 2021 in Table 1, Box 2 (Transaction Date).