Finui David A's Form 4 filing
Ameriserv Financial Inc (ASRV) · filed Sep 8, 2026
- Accession no.
- 0000707605-26-000060
- Filed
- Sep 8, 2026, 4:18 PM ET
- Trade date
- Aug 31-Sep 4, 2026
- Filing delay
- 8 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $48.9K. It was filed 8 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Finui David ACIK 0001236014 | Officer (EVP - ASRV Wealth & Cap. Mgmt.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2026 | Common Stock | MOption exerciseAcquired | +3,498 | $3.32 | +$11,613.36 | 5,748 | Direct | |
| Aug 31, 2026 | Common Stock | SSaleDisposed | −3,498 | $5.11F3 | −$17,874.78 | 2,250 | Direct | |
| Sep 4, 2026 | Common Stock | MOption exerciseAcquired | +6,502 | $3.32 | +$21,586.64 | 8,752 | Direct | |
| Sep 4, 2026 | Common Stock | SSaleDisposed | −6,502 | $4.77 | −$31,014.54 | 2,250 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2026 | Common Stock | MOption exerciseDisposed | −3,498 | $3.32 | −$11,613.36 | 6,502 | Direct | |
| Sep 4, 2026 | Common Stock | MOption exerciseDisposed | −6,502 | $3.32 | −$21,586.64 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $5.10 to $5.1156. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.