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Vahedi Vahid's Form 4 filing

Lam Research Corp (LRCX) · filed Aug 2, 2023

Accession no.
0000707549-23-000095
Filed
Aug 2, 2023
Trade date
Aug 1, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.87M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Vahedi VahidCIK 0001707826Officer (Senior Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 1, 2023Common StockMOption exerciseAcquired+3,576$190.07+$679,690.3230,059Direct
Aug 1, 2023Common StockSSaleDisposed−3,576$717.53−$2,565,887.2826,483Direct
Aug 1, 2023Common StockMOption exerciseAcquired+7,432$176.75+$1,313,60633,915Direct
Aug 1, 2023Common StockSSaleDisposed−7,432$717.52F2−$5,332,608.6426,483Direct
Aug 1, 2023Common StockMOption exerciseAcquired+2,748$300.33+$825,306.8429,231Direct
Aug 1, 2023Common StockSSaleDisposed−2,748$717.23F3−$1,970,948.0426,483Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 1, 2023Common StockMOption exerciseDisposed−3,576$0.00$00Direct
Aug 1, 2023Common StockMOption exerciseDisposed−7,432$0.00$00Direct
Aug 1, 2023Common StockMOption exerciseDisposed−2,748$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $717.26 to $718.10, inclusive.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $716.91 to $717.32, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)