Hahn Ava's Form 4 filing
Lam Research Corp (LRCX) · filed Mar 3, 2023
- Accession no.
- 0000707549-23-000072
- Filed
- Mar 3, 2023
- Trade date
- Mar 1-3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.80M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hahn AvaCIK 0001267376 | Officer (Chief Legal Officer & SVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Common Stock | AGrant or awardAcquired | +1,448 | $0.00 | $0 | 10,407 | Direct | |
| Mar 1, 2023 | Common Stock | FTax withholdingDisposed | −125 | $490.92 | −$61,365 | 10,282 | Direct | |
| Mar 1, 2023 | Common Stock | FTax withholdingDisposed | −131 | $490.92 | −$64,310.52 | 10,151 | Direct | |
| Mar 2, 2023 | Common Stock | FTax withholdingDisposed | −2,444 | $489.98 | −$1,197,511.12 | 7,707 | Direct | |
| Mar 2, 2023 | Common Stock | FTax withholdingDisposed | −581 | $489.98 | −$284,678.38 | 7,126 | Direct | |
| Mar 2, 2023 | Common Stock | SSaleDisposed | −487 | $479.00 | −$233,273 | 6,639 | Direct | |
| Mar 3, 2023 | Common Stock | SSaleDisposed | −3,206 | $488.92 | −$1,567,477.52 | 3,433 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Common Stock | AGrant or awardAcquired | +2,654 | $0.00 | $0 | 2,654 | Direct | |
| Mar 1, 2023 | Common Stock | AGrant or awardAcquired | +2,172 | $0.00 | $0 | 2,172 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.