Neff James D's Form 4 filing
Horizon Bancorp Inc (HBNC) · filed Mar 4, 2022
- Accession no.
- 0000706129-22-000031
- Filed
- Mar 4, 2022
- Trade date
- Mar 2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $238.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neff James DCIK 0001273295 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +4,627 | $10.38 | +$48,028.26 | 153,797 | Direct | |
| Mar 2, 2022 | Common Stock | SSaleDisposed | −4,627 | $20.25 | −$93,696.75 | 149,170 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +3,076 | $16.76 | +$51,553.76 | 152,246 | Direct | |
| Mar 2, 2022 | Common Stock | SSaleDisposed | −3,076 | $20.25 | −$62,289 | 149,170 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +4,079 | $16.74 | +$68,282.46 | 153,249 | Direct | |
| Mar 2, 2022 | Common Stock | SSaleDisposed | −4,079 | $20.25 | −$82,599.75 | 149,170 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −4,627 | $0.00 | $0 | 0 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −3,076 | $0.00 | $0 | 0 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −4,079 | $0.00 | $0 | 2,040 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.