DeRuiter Kathie A's Form 4 filing
Horizon Bancorp Inc (HBNC) · filed Nov 15, 2021
- Accession no.
- 0000706129-21-000073
- Filed
- Nov 15, 2021
- Trade date
- Nov 9-10, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $483.8K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| DeRuiter Kathie ACIK 0001595334 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +4,416 | $20.22 | +$89,291.52 | 10,785 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −4,416 | $20.22 | −$89,291.52 | 6,369 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +402 | $20.22 | +$8,128.44 | 6,771 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −402 | $20.22 | −$8,128.44 | 6,369 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +3,492 | $20.13 | +$70,293.96 | 9,861 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −3,492 | $20.13 | −$70,293.96 | 6,369 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +5,356 | $20.13 | +$107,816.28 | 11,725 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −5,356 | $20.13 | −$107,816.28 | 6,369 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseAcquired | +10,347 | $20.13 | +$208,285.11 | 16,716 | Direct | |
| Nov 10, 2021 | Common Stock | SSaleDisposed | −10,347 | $20.13 | −$208,285.11 | 6,369 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −4,416 | $0.00 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −402 | $0.00 | $0 | 3,492 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −3,492 | $0.00 | $0 | 0 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −5,356 | $0.00 | $0 | 0 | Direct | |
| Nov 10, 2021 | Common Stock | MOption exerciseDisposed | −10,347 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.