Lau Constance H's Form 4 filing

Hawaiian Electric Industries Inc (HE) · filed Dec 16, 2021

Accession no.: 0000354707-21-000119
Filed: Dec 16, 2021
Trade date: Dec 14-15, 2021
Filing delay: 2 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $1.47M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Lau Constance HCIK 0001193241	Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Dec 14, 2021	Common Stock	SSaleDisposed	−4,000	$41.53^F1	−$166,120	52,825	Direct
Dec 15, 2021	Common Stock	SSaleDisposed	−31,000	$42.15^F3	−$1,306,650	21,825	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

Average execution price on December 14, 2021.

Referenced by the price of 1 transaction in Table I.

Average execution price on December 15, 2021.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)