Klauder Paul's Form 4 filing
SEI Investments Co (SEIC) · filed Mar 28, 2024
- Accession no.
- 0000350894-24-000048
- Filed
- Mar 28, 2024
- Trade date
- Mar 8, 2024
- Filing delay
- 20 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $139.6K. It was filed 20 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klauder PaulCIK 0001665243 | Officer (EXECUTIVE VICE PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2024 | Common Stock | MOption exerciseAcquired | +2,000 | $40.64 | +$81,280 | 22,752 | Direct | |
| Mar 8, 2024 | Common Stock | SSaleDisposed | −2,000 | $69.80 | −$139,600 | 20,752 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2024 | Common Stock | MOption exerciseDisposed | −2,000 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Received as employment compensation
Referenced by the price of 1 transaction in Table II.