West Alfred P Jr's Form 4 filing
SEI Investments Co (SEIC) · filed Sep 21, 2022
- Accession no.
- 0000350894-22-000042
- Filed
- Sep 21, 2022
- Trade date
- Sep 15-16, 2022
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $8.62M. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| West Alfred P JrCIK 0001059374 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2022 | COMMON STOCK | SSaleDisposed | −83,386 | $55.07 | −$4,592,067.02 | 9,136,792 | Direct | |
| Sep 16, 2022 | COMMON STOCK | SSaleDisposed | −75,000 | $53.68 | −$4,026,000 | 9,061,792 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.