Withrow Wayne's Form 4 filing
SEI Investments Co (SEIC) · filed Nov 23, 2021
- Accession no.
- 0000350894-21-000068
- Filed
- Nov 23, 2021
- Trade date
- Nov 16, 2021
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $260.0K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Withrow WayneCIK 0001191733 | Officer (EXECUTIVE VICE PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | COMMON STOCK ( RIGHT TO PURCHASE) | MOption exerciseAcquired | +4,000 | $15.77 | +$63,080 | 42,799 | Direct | |
| Nov 16, 2021 | COMMON STOCK | SSaleDisposed | −4,000 | $65.00 | −$260,000 | 38,799 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2021 | COMMON STOCK (RIGHT TO PURCHASE) | MOption exerciseAcquired | +4,000 | $15.77 | +$63,080 | 3,530 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.