Jones David Andrew's Form 4/A amendment
AmendedCommunity Trust Bancorp Inc (CTBI) · filed Jul 29, 2024
- Accession no.
- 0000350852-24-000088
- Filed
- Jul 29, 2024
- Trade date
- Jul 19-22, 2024
- Filing delay
- 10 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jul 23, 2024
This filing lists 2 non-derivative transactions and 1 derivative transaction. It carries over 4 transactions from the original filing that it did not restate. Open-market purchases total $324.1K. Open-market sales total $52.1K. It was filed 10 days after the trade.
This amendment restates part of 0000350852-24-000080 (filed Jul 23, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones David AndrewCIK 0001507622 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 19, 2024 | Common Stock | SSaleDisposed | −1,059.01 | $49.24 | −$52,145.65 | 0 | Direct | |
| Jul 22, 2024 | Common Stock | MOption exerciseAcquired | +10,000 | $49.42 | +$494,200 | 10,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000350852-24-000080 (filed Jul 23, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 2, 2024 | Common Stock | PPurchaseAcquired | +10.76 | $43.84 | +$471.72 | 1,036.7 | Direct | |
| Apr 1, 2024 | Common Stock | PPurchaseAcquired | +11.28 | $42.26 | +$476.69 | 1,047.99 | Direct | |
| Jul 1, 2024 | Common Stock | PPurchaseAcquired | +11.03 | $43.72 | +$482.23 | 1,059.01 | Direct | |
| Jul 22, 2024 | Common Stock | PPurchaseAcquired | +10,000 | $32.27 | +$322,700 | 10,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The 1,059.014 shares included: 10.764 shares acquired on 01/02/2024 under the Community Trust Bancorp, Inc. Dividend Reinvestment Plan (DRIP) 11.284 shares acquired on 04/01/2024 under the DRIP 11.027 shares acquired on 07/01/2024 under the DRIP
Remarks
On July 23, 2024, the reporting person filed a Form 4 which inadvertently reported that he purchased and sold, in the aggregate, 10,000 shares of Common Stock in private purchases or sales or on the open market. In fact, as reported in this amendment, the reporting person exercised options to purchase, in the aggregate, 10,000 shares of Common Stock exempted pursuant to Rule 16b-3.