Dees Kimberly's Form 4 filing
Autonation, Inc. (AN) · filed Mar 5, 2024
- Accession no.
- 0000350698-24-000036
- Filed
- Mar 5, 2024
- Trade date
- Mar 1-4, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $477.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dees KimberlyCIK 0001957313 | Officer (SVP & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +1,065 | –F1 | – | 3,159 | Direct | |
| Mar 1, 2024 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +615 | –F1 | – | 3,774 | Direct | |
| Mar 1, 2024 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +415 | –F1 | – | 4,189 | Direct | |
| Mar 1, 2024 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +389 | –F1 | – | 4,578 | Direct | |
| Mar 1, 2024 | Common Stock, par value $0.01 per share | FTax withholdingDisposed | −981 | $151.98 | −$149,092.38 | 3,597 | Direct | |
| Mar 4, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,133 | $152.28F2 | −$477,093.24 | 464 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −1,065 | $0.00 | $0 | 0 | Direct | |
| Mar 1, 2024 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −615 | $0.00 | $0 | 615 | Direct | |
| Mar 1, 2024 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −415 | $0.00 | $0 | 831 | Direct | |
| Mar 1, 2024 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −389 | $0.00 | $0 | 777 | Direct | |
| Mar 1, 2024 | Common Stock, par value $0.01 per share | AGrant or awardAcquired | +1,052 | $0.00 | $0 | 1,052 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.
Referenced by the price of 4 transactions in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $152.23 to $152.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.