Lower Joseph T's Form 4 filing
Autonation, Inc. (AN) · filed Feb 23, 2023
- Accession no.
- 0000350698-23-000039
- Filed
- Feb 23, 2023
- Trade date
- Feb 21, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $3.77M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lower Joseph TCIK 0001625174 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,540 | $146.14F1 | −$517,335.6 | 40,946 | Direct | |
| Feb 21, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,531 | $146.77F2 | −$224,704.87 | 39,415 | Direct | |
| Feb 21, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −6,251 | $150.45F3 | −$940,462.95 | 33,164 | Direct | |
| Feb 21, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,623 | $151.33F4 | −$396,938.59 | 30,541 | Direct | |
| Feb 21, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −5,100 | $152.43F5 | −$777,393 | 25,441 | Direct | |
| Feb 21, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −5,355 | $153.38F6 | −$821,349.9 | 20,086 | Direct | |
| Feb 21, 2023 | Common Stock, par value $0.01 per share | SSaleDisposed | −600 | $154.08F7 | −$92,448 | 19,486 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $145.64 to $146.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $146.65 to $146.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $150.01 to $150.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $151 to $151.865. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $152 to $152.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $153 to $153.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $154 to $154.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.