Mikan George Lawrence III's Form 4 filing
Autonation, Inc. (AN) · filed Aug 16, 2022
- Accession no.
- 0000350698-22-000111
- Filed
- Aug 16, 2022
- Trade date
- Aug 12, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.86M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mikan George Lawrence IIICIK 0001381037 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +5,000 | $46.22 | +$231,100 | 37,244 | Direct | |
| Aug 12, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +5,000 | $47.25 | +$236,250 | 42,244 | Direct | |
| Aug 12, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +5,000 | $48.80 | +$244,000 | 47,244 | Direct | |
| Aug 12, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −15,000 | $123.94F1 | −$1,859,100 | 32,244 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2022 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct | |
| Aug 12, 2022 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct | |
| Aug 12, 2022 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $123.772 to $124.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.