Jackson Michael J's Form 4 filing
Autonation, Inc. (AN) · filed Oct 26, 2021
- Accession no.
- 0000350698-21-000152
- Filed
- Oct 26, 2021
- Trade date
- Oct 22-25, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jackson Michael JCIK 0001228778 | Director, Officer (CEO and Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +47,731 | $62.60 | +$2,987,960.6 | 163,016 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −11,104 | $130.56F1 | −$1,449,738.24 | 151,912 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −34,627 | $131.29F2 | −$4,546,178.83 | 117,285 | Direct | |
| Oct 22, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,000 | $131.99F3 | −$263,980 | 115,285 | Direct | |
| Oct 25, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +47,732 | $62.93 | +$3,003,774.76 | 163,017 | Direct | |
| Oct 25, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −45,243 | $131.52F4 | −$5,950,359.36 | 117,774 | Direct | |
| Oct 25, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,489 | $132.20F5 | −$329,045.8 | 115,285 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 22, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −47,731 | $0.00 | $0 | 0 | Direct | |
| Oct 25, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −47,732 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $129.82 to $130.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $130.805 to $131.775. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $131.835 to $132.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $131.02 to $131.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $132.01 to $132.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.