Jackson Michael J's Form 4 filing
Autonation, Inc. (AN) · filed Aug 6, 2021
- Accession no.
- 0000350698-21-000132
- Filed
- Aug 6, 2021
- Trade date
- Aug 4-5, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.60M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jackson Michael JCIK 0001228778 | Director, Officer (CEO and Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +31,156 | $58.08 | +$1,809,540.48 | 146,441 | Direct | |
| Aug 4, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −25,756 | $117.58F1 | −$3,028,390.48 | 120,685 | Direct | |
| Aug 4, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −5,400 | $117.05F2 | −$632,070 | 115,285 | Direct | |
| Aug 5, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +16,576 | $58.08 | +$962,734.08 | 131,861 | Direct | |
| Aug 5, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −16,576 | $117.21F3 | −$1,942,872.96 | 115,285 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −31,156 | $0.00 | $0 | 16,576 | Direct | |
| Aug 5, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −16,576 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $117.13 to $118.1050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $117 to $117.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $117 to $117.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.