Jackson Michael J's Form 4 filing
Autonation, Inc. (AN) · filed Jul 30, 2021
- Accession no.
- 0000350698-21-000127
- Filed
- Jul 30, 2021
- Trade date
- Jul 28-29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $11.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jackson Michael JCIK 0001228778 | Director, Officer (CEO and Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +47,932 | $52.53 | +$2,517,867.96 | 163,217 | Direct | |
| Jul 28, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −47,932 | $116.95F1 | −$5,605,647.4 | 115,285 | Direct | |
| Jul 29, 2021 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +47,732 | $58.29 | +$2,782,298.28 | 163,017 | Direct | |
| Jul 29, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −37,297 | $121.42F2 | −$4,528,601.74 | 125,720 | Direct | |
| Jul 29, 2021 | Common Stock, par value $0.01 per share | SSaleDisposed | −10,435 | $120.66F3 | −$1,259,087.1 | 115,285 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −47,932 | $0.00 | $0 | 0 | Direct | |
| Jul 29, 2021 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −47,732 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $116.56 to $117.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $120.84 to $121.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $120.56 to $120.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.