Adams Katherine L.'s Form 4 filing
Apple Inc. (AAPL) · filed Apr 3, 2024
- Accession no.
- 0000320193-24-000048
- Filed
- Apr 3, 2024
- Trade date
- Apr 1-2, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.24M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adams Katherine L.CIK 0001462356 | Officer (SVP, GC and Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Common Stock | MOption exerciseAcquired | +113,309 | – | – | 406,702 | Direct | |
| Apr 1, 2024 | Common Stock | FTax withholdingDisposed | −58,577 | $170.03 | −$9,959,847.31 | 348,125 | Direct | |
| Apr 2, 2024 | Common Stock | SSaleDisposed | −54,732 | $168.90 | −$9,244,234.8 | 293,393 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Common Stock | MOption exerciseDisposed | −60,932 | – | – | 0 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseDisposed | −29,688 | – | – | 29,688 | Direct | |
| Apr 1, 2024 | Common Stock | MOption exerciseDisposed | −22,689 | – | – | 45,376 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.