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Maestri Luca's Form 4/A amendment

Amended

Apple Inc. (AAPL) · filed Aug 22, 2022

Accession no.
0000320193-22-000078
Filed
Aug 22, 2022
Trade date
Aug 17, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Aug 19, 2022

This filing lists 2 non-derivative transactions. Open-market sales total $16.9M. It was filed 5 days after the trade.

This amendment replaces 0000320193-22-000076 (filed Aug 19, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Maestri LucaCIK 0001513362Officer (Senior Vice President, CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 17, 2022Common StockSSaleDisposed−66,390$174.66F3−$11,595,677.4141,018Direct
Aug 17, 2022Common StockSSaleDisposed−30,345$175.60F4−$5,328,582110,673Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021 and modified on February 26, 2022.

F2

This amendment corrects the dates of adoption and modification of the reporting person's Rule 10b5-1 trading plan, which were incorrectly reported on the reporting person's Form 4 filed on August 19, 2022.

F3

This transaction was executed in multiple trades at prices ranging from $174.33 to $175.32; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $175.33 to $176.14; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)