Williams Jeffrey E's Form 4 filing
Apple Inc. (AAPL) · filed Oct 5, 2021
- Accession no.
- 0000320193-21-000093
- Filed
- Oct 5, 2021
- Trade date
- Oct 1-4, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $23.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Williams Jeffrey ECIK 0001496686 | Officer (COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +354,392 | –F1 | – | 843,882 | Direct | |
| Oct 1, 2021 | Common Stock | FTax withholdingDisposed | −188,563 | $142.65 | −$26,898,511.95 | 655,319 | Direct | |
| Oct 4, 2021 | Common Stock | SSaleDisposed | −165,829 | $138.83F5 | −$23,022,040.07 | 489,490 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −354,392 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F5
This transaction was executed in multiple trades at prices ranging from $138.50 to $139.28; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
Referenced by the price of 1 transaction in Table I.