Malloy Brendan D's Form 4/A amendment
AmendedTelos Corp (TLS) · filed Nov 3, 2021
- Accession no.
- 0000320121-21-000047
- Filed
- Nov 3, 2021
- Trade date
- Jul 2, 2021
- Filing delay
- 124 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jul 6, 2021
This filing lists 1 non-derivative transaction. It carries over 4 transactions from the original filing that it did not restate. Open-market sales total $2.88M. It was filed 124 days after the trade.
This amendment restates part of 0001567619-21-013036 (filed Jul 6, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Malloy Brendan DCIK 0001432501 | Officer (SVP, Cyber Ops) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2021 | Common Stock | SSaleDisposed | −1,000 | $32.10 | −$32,100 | 160,799 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001567619-21-013036 (filed Jul 6, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2021 | Common Stock | SSaleDisposed | −10,629 | $32.32F3 | −$343,529.28 | 161,799 | Direct | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −10,738 | $31.68F4 | −$340,179.84 | 317,521 | Indirect | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −31,621 | $32.21F5 | −$1,018,512.41 | 285,900 | Indirect | |
| Jul 6, 2021 | Common Stock | SSaleDisposed | −35,900 | $31.92F6 | −$1,145,928 | 250,000 | Indirect |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.05 to $33.05, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.35 to $31.99, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $33.00, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.67 to $32.27, inclusive. The reporting person undertakes to provide Telos Corporation, any security holder of Telos Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was inadvertently omitted in the Form 4 filed by the Reporting Person on July 6, 2021.