Howze Marc A's Form 4 filing
Deere & Co (DE) · filed Nov 30, 2022
- Accession no.
- 0000315189-22-000027
- Filed
- Nov 30, 2022
- Trade date
- Nov 29, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.83M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howze Marc ACIK 0001687891 | Officer (Sr Advisor, Office of Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2022 | $1 Par Common Stock | MOption exerciseAcquired | +4,020 | $151.95 | +$610,839 | 21,341 | Direct | |
| Nov 29, 2022 | $1 Par Common Stock | SSaleDisposed | −4,020 | $442.84 | −$1,780,216.8 | 17,321 | Direct | |
| Nov 29, 2022 | $1 Par Common Stock | MOption exerciseAcquired | +6,890 | $148.14 | +$1,020,684.6 | 24,211 | Direct | |
| Nov 29, 2022 | $1 Par Common Stock | SSaleDisposed | −6,890 | $442.77 | −$3,050,685.3 | 17,321 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2022 | Common Stock | MOption exerciseDisposed | −4,020 | $0.00 | $0 | 0 | Direct | |
| Nov 29, 2022 | Common Stock | MOption exerciseDisposed | −6,890 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.