von Pentz Markwart's Form 4 filing
Deere & Co (DE) · filed Mar 15, 2022
- Accession no.
- 0000315189-22-000013
- Filed
- Mar 15, 2022
- Trade date
- Mar 14, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.22M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| von Pentz MarkwartCIK 0001411741 | Officer (Pres, Ag & Turf, Sml Ag Turf) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2022 | $1 Par Common Stock | MOption exerciseAcquired | +8,341 | $88.19 | +$735,592.79 | 78,066 | Direct | |
| Mar 14, 2022 | $1 Par Common Stock | SSaleDisposed | −8,341 | $393.00 | −$3,278,013 | 69,725 | Direct | |
| Mar 14, 2022 | $1 Par Common Stock | SSaleDisposed | −5,172 | $393.00 | −$2,032,596 | 64,553 | Direct | |
| Mar 14, 2022 | $1 Par Common Stock | SSaleDisposed | −4,851 | $393.00 | −$1,906,443 | 59,702 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 14, 2022 | Common Stock | MOption exerciseDisposed | −8,341 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.