Stone John H's Form 4 filing
Deere & Co (DE) · filed Dec 1, 2021
- Accession no.
- 0000315189-21-000030
- Filed
- Dec 1, 2021
- Trade date
- Nov 30, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.50M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stone John HCIK 0001817149 | Officer (President, WW C&F & Pwr Syst) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | $1 Par Common Stock | MOption exerciseAcquired | +2,000 | $87.46 | +$174,920 | 12,666 | Direct | |
| Nov 30, 2021 | $1 Par Common Stock | SSaleDisposed | −958 | $348.64 | −$333,997.12 | 11,708 | Direct | |
| Nov 30, 2021 | $1 Par Common Stock | MOption exerciseAcquired | +10,068 | $88.19 | +$887,896.92 | 21,776 | Direct | |
| Nov 30, 2021 | $1 Par Common Stock | SSaleDisposed | −5,959 | $349.11 | −$2,080,346.49 | 15,817 | Direct | |
| Nov 30, 2021 | $1 Par Common Stock | MOption exerciseAcquired | +5,750 | $78.24 | +$449,880 | 21,567 | Direct | |
| Nov 30, 2021 | $1 Par Common Stock | SSaleDisposed | −3,118 | $348.34 | −$1,086,124.12 | 18,449 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Common Stock | MOption exerciseDisposed | −2,000 | $0.00 | $0 | 0 | Direct | |
| Nov 30, 2021 | Common Stock | MOption exerciseDisposed | −10,068 | $0.00 | $0 | 0 | Direct | |
| Nov 30, 2021 | Common Stock | MOption exerciseDisposed | −5,750 | $0.00 | $0 | 5,981 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.