Thrivent Financial For Lutherans's Form 4 filing
Carlyle Tactical Private Credit Fund · filed Oct 3, 2023
- Accession no.
- 0000314984-23-000042
- Filed
- Oct 3, 2023
- Trade date
- Oct 2, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $9.00M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thrivent Financial For LutheransCIK 0000314984 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 2, 2023 | Mandatory Redeemable Preferred Shares, Series D | PPurchaseAcquired | +160,000 | $25.00 | +$4,000,000 | 160,000 | Direct | |
| Oct 2, 2023 | Mandatory Redeemable Preferred Shares, Series E | PPurchaseAcquired | +200,000 | $25.00 | +$5,000,000 | 200,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.