Blount Susan L's Form 4/A amendment
AmendedCavco Industries, Inc.CVCO · filed Dec 23, 2024
- Accession no.
- 0000278166-24-000172
- Filed
- Dec 23, 2024
- Trade date
- Dec 13-16, 2024
- Filing delay
- 10 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Dec 17, 2024
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $364.2K. It was filed 10 days after the trade.
This amendment replaces 0000278166-24-000171 (filed Dec 17, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blount Susan LCIK 0001325581 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2024 | Common Stock | MOption exerciseAcquired | +750 | $141.16 | +$105,870 | 3,586 | Direct | |
| Dec 16, 2024 | Common Stock | SSaleDisposed | −750 | $485.56 | −$364,170 | 2,836 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2024 | Common Stock | MOption exerciseDisposed | −750 | $0.00 | $0 | 7,250 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On December 17, 2024, the reporting person filed a Form 4 which inadvertently did not disclose the exercise of options owned by the reporting person and subsequent disposition of shares.
- F2
This sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2024, and does not represent a discretionary transaction.
- F3
This option exercise occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2024, and does not represent a discretionary transaction.
- F4
These options became fully exercisable on January 8, 2023 and expire on January 8, 2026.