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Bamford Mark S's Form 4 filing

Textron Inc (TXT) · filed Feb 16, 2024

Accession no.
0000217346-24-000025
Filed
Feb 16, 2024
Trade date
Feb 14-16, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.58M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bamford Mark SCIK 0001599276Officer (VP & Corporate Controller)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 14, 2024Common StockMOption exerciseAcquired+5,277$44.31+$233,823.8723,117.17Direct
Feb 14, 2024Common StockSSaleDisposed−5,277$86.45F1−$456,196.6517,840.17Direct
Feb 14, 2024Common StockMOption exerciseAcquired+6,864$34.50+$236,80824,704.17Direct
Feb 14, 2024Common StockSSaleDisposed−6,864$86.49F2−$593,667.3617,840.17Direct
Feb 16, 2024Common StockMOption exerciseAcquired+6,177$49.58+$306,255.6624,017.17Direct
Feb 16, 2024Common StockSSaleDisposed−6,177$86.45F3−$534,001.6517,840.17Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 14, 2024Common StockMOption exerciseAcquired+5,277–F5–0Direct
Feb 14, 2024Common StockMOption exerciseAcquired+6,864–F7–0Direct
Feb 16, 2024Common StockMOption exerciseAcquired+6,177–F7–0Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.45 to $86.46, inclusive. The Reporting Person undertakes to provide to Textron Inc., any security holder of Textron Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated above.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.45 to $86.54, inclusive. The Reporting Person undertakes to provide to Textron Inc., any security holder of Textron Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated above.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.45 to $86.49, inclusive. The Reporting Person undertakes to provide to Textron Inc., any security holder of Textron Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated above.

Referenced by the price of 1 transaction in Table I.

F5

Issued pursuant to the Textron Inc. 2007 Long-Term Incentive Plan.

Referenced by the price of 1 transaction in Table II.

F7

Issued pursuant to the Textron Inc. 2015 Long-Term Incentive Plan.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)